Private Wealth Manager ---
---Los Angeles CA.
National Wealth Management firm seeking experienced Financial Advisors to create
and grow client relationships using comprehensive financial planning and sound
asset management techniques. We are are opening offices throughout the United
Ideal candidates desire to run their own practice as a fee-based Investment Advisor (or team) - without the limitations or liabilities of a broker-dealer affiliation.
Benefits of working with us:
Excellent Broker Dealer
Systematic, Proven Processes to acquire and keep higher net-worth clients
Repeatable, Proven Marketing Programs
Personal Mentoring, Training, and Guidance by top producers
Powerful Custodian Relationships with Fidelity and Schwab and TD Institutional
Transition/ Onboarding /Integration /Training Program
Compliance Support and Guidance
Marketable Brand (or create your own)
Opportunity to build and keep equity in your practice
Exit Strategies for Retirement Sell your business instead of giving it to your BD
Affiliate Advisor positions available throughout the country.
An expanding boutique advisory firm specializing in Comprehensive Wealth Management, Investment Management, and Wealth Transfer/Estate Planning
Founders and principals are proven top producers and excellent trainers
We desire long-term advisors and partners, not flash in the pan producers
Investments: 100% Fee Based.
Insurance: Large offering of all types of fixed products
Robust, repeatable marketing programs to build and retain your book
A full complement of financial products and services for all levels of wealth management simple to highly sophisticated
Investments: fee-based, high payout depending upon support needed
Financial Planning: Hourly or Project Fees
Insurance Sales (if applicable) Commissions paid at highly competitive rates. Skills Requirements: YOU MUST have:
A minimum of $20 Million in assets under management fee based or assets that could be converted to fee-based platforms quickly
Comparable investment philosophy: Asset Allocation and scientific portfolio construction versus day trading, option strategies, or other speculative strategies
Series 65 or 66 license or ability to get rapidly (if you already have Series 6/7)
CFP, CPA, CLU, or other advanced designation, or willingness to intensely pursue upon affiliation/hire
Clean compliance record
For more information and a confidential discussion on your future, please respond with your resume and a description of your current situation (ie wirehouse rep, independent, current book, desires, etc).
For more info call Bernard at 212-385-0717
Or e-mail: email@example.com